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Kraken

Chief Compliance Officer

Kraken · remote · c-level · full-time
cryptofintech
6.3
AI Score
The vacancy is well-detailed in responsibilities and company profile but lacks compensation clarity and specific tech stack information.
Job description
Kraken is a mission-focused company rooted in crypto values, aiming to accelerate global crypto adoption for financial freedom and inclusion. With a decade of experience, Kraken attracts top crypto experts to develop premium products for traders and institutions.
Responsibilities
- Design and maintain compliance policies to prevent violations of the Advisers Act. - Oversee regulatory filings and ensure compliance with state and federal requirements. - Serve as primary liaison with regulatory bodies during examinations. - Manage conflicts of interest and ensure fiduciary duty. - Oversee AML and KYC programs.
Requirements
- 5–10 years of compliance experience in investment management. - Deep knowledge of the Investment Advisers Act and SEC regulations. - Experience managing SEC examinations. - Strong understanding of fiduciary duty and compliance program design. - Excellent communication skills.
Conditions
- Remote work with a global team. - Opportunity to work in a mission-driven company. - Diverse and inclusive work environment. - Ongoing application acceptance.
About Kraken
Kraken (legally Payward, Inc.) is a US-based cryptocurrency exchange that facilitates trading of cryptocurrencies, stocks, futures, and ETFs in most US states. It serves over 10 million clients worldwide with $207 billion in quarterly trading volume and has expanded to tokenized equities for non-US customers.
Crypto · 1000+ · San Francisco, United States · Founded 2011 · https://www.kraken.com/
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