Principal Compliance Associate

## Building the Future of Crypto Our Krakenites are a world-class team with crypto conviction, united by our desire to discover and unlock the potential of crypto and blockchain technology. **What makes us different?** Kraken is a mission-focused company rooted in crypto values. As a Krakenite, you’ll join us on our mission to accelerate the global adoption of crypto, so that everyone can achieve financial freedom and inclusion. For over a decade, Kraken’s focus on our mission and crypto ethos has attracted many of the most talented crypto experts in the world. Before you apply, please read the [Kraken Culture](https://www.kraken.com/culture) page to learn more about our internal culture, values, and mission. We also expect candidates to familiarize themselves with the Kraken app. Learn how to create a Kraken account [here](https://support.kraken.com/hc/en-us/articles/226090548-How-to-create-an-account-on-Kraken). As a fully remote company, we have Krakenites in 70+ countries who speak over 50 languages. Krakenites are industry pioneers who develop premium crypto products for experienced traders, institutions, and newcomers to the space. Kraken is committed to [industry-leading security](https://blog.kraken.com/crypto-education/security-at-kraken), [crypto education](https://blog.kraken.com/category/crypto-education), and [world-class client support](https://blog.kraken.com/crypto-education/support-at-kraken) through our products like [Kraken Pro](https://pro.kraken.com/), [Desktop](https://www.kraken.com/desktop), [Wallet](https://www.kraken.com/wallet), and [Kraken Futures](https://www.kraken.com/features/futures). **Become a Krakenite and build the future of crypto!**

### The opportunity - Own and deliver BAU compliance support across IE-regulated entities, including activities subject to CASP and EMI requirements, and relevant conduct and market integrity considerations - Maintain and enhance the IE-regulated entities compliance framework (policies, procedures, governance materials, reporting calendar) to reflect business changes and IE regulatory expectations - Act as a trusted partner to Product, Design, Engineering and Markets teams to assist them to structure and launch products and services and controls - Lead and execute assurance monitoring and testing (risk-based), document findings clearly, and drive pragmatic remediation with accountable owners and timelines - Support regulatory engagement, including responses to information requests, examinations/audits, and routine/periodic reporting obligations where relevant - Review and advise on customer-facing communications and marketing for compliance risk and conduct considerations - Produce reliable management information for senior stakeholders (KRIs, monitoring outcomes, remediation progress, training completion) and assist in preparing reports for Committee and Board meetings on compliance related matters - Provide guidance and monitor outsourced compliance functions (e.g. marketing/complaints) to ensure compliance with CBI/EBA outsourcing guidelines and relevant requirements under MiCA/PSD2/CPC - Develop and deliver compliance training programs, ensuring employees are knowledgeable and aware of their obligations - Provide compliance advisory support and guidance to COs and EU Regional Compliance team on new and existing regulations and rules, best practices and compliance with internal procedures and directives - Ensure all Policies and Procedures are updated and submitted through appropriate governance forums - Contribute to a culture of compliance through training, clear guidance, and practical partnership with the business

### Skills you should HODL - 5+ years second-line Compliance experience in a regulated bank, crypto exchange or payments firm - Demonstrated ability to effectively analyse risk and apply sound judgement in a timely manner - Experience in crypto-asset services or a strong demonstrated interest, combined with a solid understanding of the regulatory framework - Strong attention to detail and strong organisational skills - Ability to prioritise workload in line with tight deadlines and work effectively under pressure. - Strong knowledge of regulations, particularly in MiCAR, PSD2 and CPC requirements - Strong written and communication skills; able to translate regulatory expectations into practical controls and clear guidance - Comfortable operating in a fast-paced environment, managing multiple workstreams and collaborating cross-functionally

Kraken (legally Payward, Inc.) is a US-based cryptocurrency exchange that facilitates trading of cryptocurrencies, stocks, futures, and ETFs in most US states. It serves over 10 million clients worldwide with $207 billion in quarterly trading volume and has expanded to tokenized equities for non-US customers.